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COMPLIANCE WORKING GROUP

TO COMPLEMENT SPECIFIC COMPLIANCE MATTERS COVERED IN OTHER GROUPS, THIS WORKIN GROUP DIGS DEEPER INTO GENERAL COMPLIANCE TO DISCUSS STRUCTURAL AND DAILY OPERATIONAL CHALLENGES.

COMP WG

 

KEY FOCUS AREAS

  • Compliance with anti-corruption requirements, good business practices, business ethics, consumer protection, quality of service, etc.,
  • Whistleblowing process and follow-up,
  • Compliance awareness and training,
  • Digital transformation of the compliance function - how can digitalisation, automation, and artificial intelligence be implemented,
  • How to evaluate evidence before it is dealt with by 2nd and 3rd line of defence.

 

To join the group on our Community Platform 'My ETIS', follow this link.

 

Working Group confidentiality rules can be accessed here.

PARTICIPANT PROFILE

  • Compliance Officers,
  • Chapter leads - Compliance and Business Conduct,
  • Heads of Risk and Compliance.

 

Wim De Meyer and Konrad Ferenczy coordinate the activities for this group.